Broker Check

What To Bring

Initial Consultation Checklist:

Having access to several financial documents should make for a productive complimentary consultation meeting.

If you don’t have one or two of the documents, don’t worry!

YOU are the most important item to bring. During the meeting we can discuss your financial situation and develop a strategy to access the information needed to complete the review.


Here is a list of the documents to consider bringing:

 Financial statements from investment accounts
 Information from 401(k), 403(b), or other employer-sponsored plans
 IRA documents
 Statements from pension plans
 Policy documents for insurance policies
 Most Recent Tax Return
 Wills & Trust Documents